Glossary

Politically Exposed Persons (PEP)

Politically Exposed Persons: Individuals, or their relatives, who are prominent public functionaries.

Related Terms

  • Office of Foreign Assets Control (OFAC)

    Office of Foreign Assets Control. A US regulatory Agency that is responsible for monitoring funds held or transferred to illegal entities. The OFAC list is a list of companies/individuals that should be prevented from sending/receiving...

    Learn more

  • Safe Harbor

    Under SEC rules, safe-harbor provisions protect management from liability for making financial projections and forecasts made in good faith.

    Learn more

Ready to start reducing your returns and ensure compliance?