Glossary

Safe Harbor

Under SEC rules, safe-harbor provisions protect management from liability for making financial projections and forecasts made in good faith.

Related Terms

  • Know Your Customer (KYC)

    Know Your Customer is the due diligence and bank regulation that financial institutions and other regulated companies must perform to identify their clients and ascertain relevant information pertinent to doing financial business with them.

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  • Money Laundering Control Act (MLCA)

    The Money Laundering Control Act of 1986 is a United States Act of Congress that made money laundering a Federal crime.

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