Glossary

Safe Harbor

Under SEC rules, safe-harbor provisions protect management from liability for making financial projections and forecasts made in good faith.

Related Terms

  • Bank Secrecy Act (BSA)

    Requires financial institutions in the United States to assist U.S. government agencies to detect and prevent money laundering.

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  • Office of Foreign Assets Control (OFAC)

    Office of Foreign Assets Control. A US regulatory Agency that is responsible for monitoring funds held or transferred to illegal entities. The OFAC list is a list of companies/individuals that should be prevented from sending/receiving...

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